| Introduction In this first unit we introduce some theoretical perspectives 
                  on management and examine a number of key management concepts 
                  and principles. We believe that a deeper understanding of the 
                  nature of educational management will enable you to improve 
                  your practice as a school manager.
 Individual study time: 3 hours 30 minutes Learning outcomesAfter working through this unit you should be able to:
  discuss the contribution which management theory can 
                    make to understanding management practice
  explain the meaning of the terms: management, organisation, 
                    administration, supervision, and leadership in education
  understand how to apply knowledge, skills and attitudes 
                    in educational management to enable more effective and efficient 
                    planning of resources for use in your school, organising and 
                    co-ordinating of school programmes, projects and activities, 
                    and directing, controlling and evaluating of the teaching 
                    and learning processes in school.
 Concepts of management in educationActivity 1.1Management can mean different things to different people at 
                    different times, and a variety of definitions have been offered. 
                    The term 'management' itself, derives from the verb 'to manage', 
                    which can mean:
  to handle
  to control
  to make and keep submissive
  to organise
  to alter by manipulation
  to carry out for a purpose.
 (1) Give an example of how you manage your school in the way 
                  suggested by each of the above meanings.
 (2) Which of these meanings most closely matches the way you 
                  manage your school?
 
  CommentsSome of the meanings given above appear almost offensive. 
                    Do you really, as a head, make and keep your staff and pupils 
                    submissive? These terms suggest to us a variety of styles 
                    of management, some of which will be more acceptable and productive 
                    than others.
 Another way people talk of management is to describe it as 
                    an art, a science, an organisation, a person, a discipline, 
                    or a process.  Let us consider each of these in turn. Management as an artAs an art, management is about carrying out organisational 
                    functions and tasks through people. This art involves the 
                    application of techniques in:
  human and public relations
  the delegation of an authority: assigning and sharing 
                    responsibilities and duties
  communication: including decision-making and problem-solving.
  managing change.
 Management as a scienceManagement here is concerned with establishing a philosophy, 
                    laws, theories, principles, processes and practices which 
                    can be applied in various situations, including schools.
 Management as an organisationAs an organisation, management is about creating formal structures 
                    and an establishment based on a mission (or goals), objectives, 
                    targets, functions and tasks. For example, social and welfare 
                    organisations in government management can refer to education 
                    and health services, whilst public security management services 
                    could refer to the police and military.
 Management as a personManagements may be seen as a person or a group of people. 
                    For example, a teacher could say 'The school management has 
                    changed the timetable in the middle of the term'. This could 
                    be referring to you, as the head alone, or to all the senior 
                    staff, or it could refer to the members of the board of governors 
                    or school committee. In schools with several promoted staff 
                    a 'senior management team' might be formed in much the same 
                    way as a government has a cabinet of ministers.
 Management as a disciplineIn this sense, management is a field of study with various 
                    subjects and topics. Knowledge, skills and attitudes in management 
                    can be acquired through learning, from experience and from 
                    certificated courses.
 Management is a collection of processes, including such things 
                    as decision-making, problem-solving and action-planning. These 
                    processes involve the management of resources including human, 
                    material, financial and time. These processes are also known 
                    as the functions of managers.The functions of managers We will briefly examine five main functions of managers, namely: 
                  planning, organising, directing, supervising and evaluating. 
                  These may be seen to form a management cycle as in Fig 1:
 
 Fig 1 A cycle of management functions
 Planning
 If you have studied Module 1, Self-Development for School 
                    Managers, you will have learned that the first action of a 
                    school manager is to identify the mission of the school and 
                    to set the objectives. The head will then need to identify 
                    different strategies by which to achieve the agreed mission 
                    and objectives. Through the planning process the head aims 
                    to manage an efficient and an effective school. Efficient 
                    means using minimum resources to get maximum results on time. 
                    Effective means to achieve the set of objectives. The third 
                    part of the planning stage is thus to decide on an appropriate 
                    strategy.
 OrganisingOrganising involves putting in order of priority and preference 
                    the resources which are available. An Action Plan is needed 
                    in which actions and activities are scheduled. In order to 
                    give the plan 'teeth', targets are set. These targets should 
                    be quite easily attainable within a short period of time.
 DirectingThe manager needs to direct the implementation of the plan. 
                    He or she should provide leadership by delegating duties and 
                    responsibilities to staff, and by motivating them. The directing 
                    process also involves co-ordinating and controlling the supply 
                    and use of resources.
 SupervisingThe manager will need to supervise the work which is being 
                    done, ensuring that activities are carried out in line with 
                    agreed standards, and taking steps to correct problems.
 EvaluatingActivity 1.2The final part of the management cycle is to assess the results 
                    and compare them with the set targets and objectives. The 
                    performance of all the staff including the managers should 
                    be assessed. The feedback is needed in the adjustment of future 
                    plans.
 (1) How useful do you find these views of management?
 (2) Reflect on the processes followed in your school, noting 
                  down strengths and weaknesses in your management practice.
 
  Comments We hope that you are now beginning to have a better understanding 
                    of the nature of management and the range of processes you 
                    undertake in your role as manager. We will be commenting on 
                    management role and functions later in this unit and again 
                    in Unit 3, 'The Functions of School Management', when we will 
                    encourage a more detailed diagnosis of school management functions. 
                    But first, let us look further at management theory and principles.
 Principles of educational managementA principle is a generally accepted truth, which is based 
                    on experience and the available information. Henri Fayol (1916) 
                    listed fourteen principles of management with regards to human 
                    activities. They were:
  division of work
  authority, responsibility and accountability
  discipline
  unity of command
  unity of direction
  centralisation; decentralisation
  scalar chain (the chain of command in an organisation)
  remuneration of personnel
  subordination of individual interest to general interest
  equity
  stability of tenure of personnel
  initiatives
  ésprit de corps
  span of control or order.
 These principles derive from industrial management in a Western 
                    context. Are they relevant in managing education in your country 
                    today? Look at current practices. Is there any evidence for 
                    the application of some of the above principles of management? 
                    Yes indeed, two principles popularly practised are: Span of controlThis means the optimum number of subordinates reporting to 
                    the same supervisor. It is often suggested that this number 
                    should be between five to eight; one person cannot effectively 
                    supervise above this supposed limit, and some delegation may 
                    be appropriate.
 Co-ordination Activity 1.3This principle highlights that effective organisational performance 
                    is achieved when all persons and resources are synchronised, 
                    and given directions. This implies deliberate planned action 
                    towards the achievement of specific goals or policy objectives.
 Can you give examples and illustrations of applications of the 
                  principles of management in your school?
 
  CommentsYou may have noted the principle of division of work. The 
                    idea of specialisation in all kinds of work, both management 
                    and technical, is widely upheld. For example, in primary education, 
                    we all have a responsibility to provide quality education 
                    for the pupil. Our roles at different levels as a teacher, 
                    school head, school inspector, Director of Education, are 
                    indeed based on this principle of division of work! Within 
                    your school there will be some clear divisions of work and 
                    it is not uncommon to find educational organisations in many 
                    countries structured into:
  policy formulation units: to make and regulate policies
  planning/development units: to translate policy into 
                    action - policy to goals and objectives in relation to resources
  implementation of policy units
  evaluation and monitoring units.
 So it will be seen that there is some universality in Fayol's 
                    principles of management. However, some writers consider that 
                    the special characteristics of educational organisations imply 
                    caution in too readily applying management models or practices 
                    drawn from non-educational settings. Let us look further at 
                    the idea of schools as organisations. The school as an organisationActivity 1.4 Draw the structure and establishment chart for your school starting 
                  with the chairman of the school committee or governing body 
                  and ending with the position of the pupil. Preparing the chart 
                  should assist you in understanding the nature of your school 
                  as an organisation.
 
  CommentsA manager works for and is part of an organisation. Educational 
                    institutions are organisations. Your school is an organisation.
 The word organisation comes from the word organ, and organs 
                    are living things. Your eye is an organ; so is your ear, mouth, 
                    heart, kidney, liver and many others. All these organs have 
                    specific work to do. A healthy living body has all its organs 
                    working properly. A healthy society has all its organisations 
                    working well in relation to one another. Societies set up 
                    organisations to do specific work. An organisation is thus 
                    the result of the grouping of work and the allocation of duties, 
                    responsibilities and authority to achieve specific goals. In the management of education, it is important that the 
                    school head understands that a school as an organisation has 
                    a specific purpose. We can summarise some important organisation concepts in 
                    terms of the following: Mission and objectives of the organisationFunctions of the organisation: What the organisation is 
                    supposed to do in order to achieve the goals.
 Responsibilities and duties: People in various positions 
                    in the organisation have to carry these out. These responsibilities 
                    and duties are worked out from the functions: responsibilities 
                    would include broad statements of the job; whereas duties 
                    are the day-to-day jobs arising from the responsibilities. Tasks: These are specific activities within a duty. Standards: These describe the amount and the quality 
                    of products from the organisation. Targets: These are the amount and quality of products 
                    which an organisation wishes to give out over a given time. 
                    For example, a school which can enrol 105 pupils in Grade 
                    1 can hope to have at least 90 of those pupils completing 
                    seven years of primary education. You will come across many more terms about management and 
                    organisations during the course of this module, but we hope 
                    by now that you are beginning to appreciate how an understanding 
                    of the key concepts and principles of management may help 
                    you to improve your performance as a school manager. As the 
                    summary of the concept of organisation highlights, a starting 
                    point for examining whether a school 'works properly' is to 
                    clarify its purpose as an organisation. Typical organisations 
                    have the following aspects clearly stated and understood by 
                    all the people in them and those who have interest in them:Activity 1.5 title of the organisation: its name, logo or symbol 
                    or emblem or badge or trade mark, motto, location and address
  the mission statement and objectives of the organisation
  functions of the organisation
  expected results and products.
 State the following about your school: name, motto, logo; current 
                  mission statement and objectives; its functions; its expected 
                  and actual results for the last three years. If your school 
                  has none of these, it is maybe time you initiated them.
 
  CommentsEfficient and effective schools are strongly guided by their 
                    emblems and mottos. An efficient school head uses the minimum 
                    number of people, materials, machines, equipment, money and 
                    time to get maximum results. Efficiency in management is important 
                    because there will nearly always be an inadequate supply of 
                    resources for any job.
 An effective head is able to produce expected results in 
                    a school. Factors used in judging an effective school include: excellent achievement by many pupils in examinations
  excellent performance in games, sports, athletics, 
                    drama, debates, music festivals, etc.
  well behaved pupils
  the success of past pupils.
 Your management practice can improve the efficiency and effectiveness 
                    of your school. We will be examining the concept of school 
                    effectiveness and the head's contribution towards this at 
                    a number of points in these Modules, particularly Module 
                    6, Monitoring School Effectiveness.Activity 1.6 There are many different types of organisations. Note down some 
                  of the similarities and differences between a school, a hospital, 
                  a bank, in terms of the organisation concepts discussed earlier. 
                  What might be the implications of these for management practice?
 
  Comments You may have noticed in comparing a school to a hospital that 
                    they are both service organisations, albeit with different 
                    client groups. Schools serve healthy people to change their 
                    behaviour. Hospitals serve unhealthy people to become healthy. 
                    Other organisations like banks aim to make a profit as they 
                    serve people. Some private and commercial schools also operate 
                    like banks. Other distinctive characteristics of educational 
                    management concern the objectives, which may be hard to define, 
                    and the fact that outcomes are rather difficult to measure. 
                    Another point relates to the time available for managerial 
                    activities, a point which may become clearer when we look 
                    at the role of the head.
 The role of the head Activity 1.7As a school head, you fulfil a number of important roles. 
                    Your role ultimately involves changing the behaviour and attitude 
                    of each pupil. It is recognised that you get this job done 
                    through other people. This is the management role, and the 
                    key focus of this unit so far has been to explore the nature 
                    of the management practices which make up this role.
 Note down some other major roles which might describe the way 
                  a school head undertakes his or her job.
 
  CommentsThe roles you noted might have included the following:
 ù administrative
  leadership
  supervising
  pastoral
  change agent.
 
 We will be commenting on many of the functions associated 
                    with these various roles subsequently in this module. Here 
                    we attempt some clarifications of the administrative and leadership 
                    roles to conclude this introductory unit.
 Administration and managementPause for a moment and consider what you think to be the difference 
                    between administration and management.
 Some people use management to mean administration. However, 
                    management in an organisation involves planning, designing, 
                    initiating actions, monitoring activities and demanding results 
                    on the basis of allocated resources. It is policy making, 
                    policy control and monitoring. Administration on the other 
                    hand involves implementation of the policies, procedures, 
                    rules and regulations as set up by the management.  A school head plays the role of an administrator in the implementation 
                    of policies on education within the country.  You will need, for example, to be familiar with educational 
                    policy statements, such as: the language policy in education as stipulated in the 
                    constitution of the country
  policy statements on promotion and provision of education 
                    services as stated in the education laws
  policy statements on education by government officials 
                    especially those on code of conduct for pupils and for teachers; 
                    curriculum development, implementation and evaluation.
 Supervisions and leadershipActivity 1.8In addition to the managerial and administrative role, the 
                    head teacher has a supervisory and a leadership role.
 Suppose you are appointed as head of a school where results 
                  in Mathematics for Grade 7 have been poor for the last five 
                  consecutive years. Suggest any three supervisory and any three 
                  leadership steps you would take towards the improvement of the 
                  Mathematics results in the school.
 
  Comments Leadership: This involves the use of authority, power 
                    and influence in the process of managing and administering 
                    resources at work to produce results.
 Supervision: This involves doing the job itself; and 
                    showing others how to do it and checking that the job is well 
                    done. Remember that an effective supervisor explains what is to 
                    be done, who is expected to do it, how it should be done, 
                    when it is to be done and the consequences of a good job done. 
                    On the other hand, an effective leader sets the targets and 
                    the standards. Success or failure in doing the job is measured 
                    against the set targets and standards. SummaryIn this unit we have introduced different perspectives on 
                    educational management, highlighting key concepts, principles 
                    and processes of management and administration. We hope that 
                    you have been able to relate the discussion so far to your 
                    own experience as a school head and that you have started 
                    to reflect on your role and functions as a manager.
 A summary of many of the key features of management is presented 
                    schematically in Fig 2, the Egg Model of the Management Cycle. 
                    This shows three major inter-related domains, influencing 
                    results. The three domains are:1 Management: theory and practice.
 2 Administration: authority, power, influence and people.
 3 Management of change: planning, research, evaluation, development 
                    and growth.
 The Shell and Membrane represent: management, administration, 
                    planning The Egg Albumen represents: elements of the process of management; 
                    adminstration; planning and development
 The Egg Yolk represents: results; yield; outcomes
 These features are discussed in greater detail in the subsequent 
                    units of the module and in other modules. But before exploring 
                    the various elements of school management in greater depth 
                    in Unit 3, Unit 2 focuses on the wider organisational context 
                    within which schools operate - government organisation and 
                    functions. Fig 2 The Egg Model of the Management Cycle
 Source: J. Lodiaga, Kenya Education Staff Institute, Nairobi, 
                    Kenya |